Regulatory Oversight

CanDeal operates an Alternative Trading System (ATS) in Canada and is regulated by the Canadian Securities Administrators under National Instrument 21-101.

CanDeal is a member of the Investment Industry Regulatory Organization of Canada and is regulated as such. CanDeal is also a member of the Investment Industry Association of Canada and the Canadian Investor Protection Fund. CanDeal is able to offer its services to participants outside of Canada and operates with the consent of the SEC and FSA respectively, through our alliance with Tradeweb.